Ronald Gary Neems

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Coralville, IA
• 11/2008 → Present
  Tiaa
  Coralville, IA

Previous Registrations

• 2006-09-21 → 2008-11-10
  Investment Centers Of America, Inc.
  Rock Island, IL
  Moline, IL
  Elburn, IL
  Geneva, IL
• 2001-09-14 → 2006-10-04
  Wells Fargo Investments, Llc
  Galesburg, IL
  Davenport, IA
  Davenport, IA
  Bettendorf, IA
  Geneseo, IL
  Davenport, IA
  Canton, IL
  Davenport, IA
  Morrison, IL
  Monmouth, IL
  Manchester, CT
  Iowa City, IA
  Coralville, IA
  New York, NY
  Davenport, IA
  Moline, IL
  Coralville, IA
  Saint Louis, MO
  Fort Myers, FL
  Davenport, IA
  Naples, FL

Other Businesses

(1) RSVP POSITION: Owner NATURE: Stationery store INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 140 N Linn St, Iowa City IA 52245, United States DESCRIPTION: accounting (2) NEW PIONEER CO-OP POSITION: Board member NATURE: The co-op is a natural foods/organic grocery store-- INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 22 S Van Buren St, Iowa City IA 52240, United States DESCRIPTION: advising on issues within the grocery store

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-12
• S63 Uniform Securities Agent State Law Examination
  1990-10-08

Other Names

• Ron Neems