Nicholas Andrew Liskey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 12/2015 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 12/2015 → Present
  Shoemaker Financial
  South Bend, IN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  South Bend, IN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2015 → Present
  Healy Financial
  South Bend, IN

Previous Registrations

• 2016-09-21 → 2023-08-10
  Securian Financial Services, Inc.
  South Bend, IN
  St. Paul, MN

Other Businesses

1. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance sales; 2. NAME OF OTHER BUSINESS: HEALY FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-19
• S63 Uniform Securities Agent State Law Examination
  2011-04-26