Brenda Regan Munoz

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Cambridge Investment Research Inc
  Fairfield, IA
• 06/2012 → Present
  Cambridge Investment Research Advisors Inc
  Fairfield, IA

Previous Registrations

• 2003-04-25 → 2012-06-07
  Valic Financial Advisors, Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) CATHOLIC DAUGHTERS COURT ST. LAURENCE #2402, 3100 SWEETWATER BLVD, SUGAR LAND TX 77479, 03/2024, VICE REGENT, NON-PROFIT ORGANIZATION, NIR, 3 HR/MO - 0 HR/MO TRADING. 4) WIRICK ASSET MANAGEMENT, Sugar Land TX 77479, United States, 06/01/2012, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-17
• S63 Uniform Securities Agent State Law Examination
  1999-06-22

Other Names

• Brenda Regan