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Stephen Matthew Hughes

Valic Financial Advisors, Inc.

Houston, TX

CRD 2098910

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-05-15
MA RA APPROVED 2023-05-08
MD RA APPROVED 2022-07-25
SD RA APPROVED 2022-06-30
NV RA APPROVED 2022-06-16
AZ RA APPROVED 2022-06-09
SC RA APPROVED 2022-06-08
DE RA APPROVED 2022-06-07
NJ RA APPROVED 2022-06-07
AR RA APPROVED 2022-06-06
IL RA APPROVED 2022-06-06
ND RA APPROVED 2022-06-06
WA RA APPROVED 2022-06-06
LA RA APPROVED 2022-06-03
MI RA APPROVED 2022-06-03
NH RA APPROVED 2022-06-03
WV RA APPROVED 2022-06-03
AK RA APPROVED 2022-06-02
MS RA APPROVED 2022-06-02
OK RA APPROVED 2022-06-02
AL RA APPROVED 2022-06-01
CA RA APPROVED 2022-06-01
CO RA APPROVED 2022-06-01
CT RA APPROVED 2022-06-01
FL RA APPROVED 2022-06-01
GA RA APPROVED 2022-06-01
HI RA APPROVED 2022-06-01
ID RA APPROVED 2022-06-01
IN RA APPROVED 2022-06-01
IA RA APPROVED 2022-06-01
KS RA APPROVED 2022-06-01
KY RA APPROVED 2022-06-01
ME RA APPROVED 2022-06-01
MN RA APPROVED 2022-06-01
MO RA APPROVED 2022-06-01
MT RA APPROVED 2022-06-01
NE RA APPROVED 2022-06-01
NM RA APPROVED 2022-06-01
NY RA APPROVED 2022-06-01
NC RA APPROVED 2022-06-01
OH RA APPROVED 2022-06-01
OR RA APPROVED 2022-06-01
PA RA APPROVED 2022-06-01
RI RA APPROVED 2022-06-01
UT RA APPROVED 2022-06-01
VT RA APPROVED 2022-06-01
VA RA APPROVED 2022-06-01
WI RA APPROVED 2022-06-01
WY RA APPROVED 2022-06-01
TX RA APPROVED 2017-12-22
  • DC RA
    APPROVED
    Since 2025-05-15
  • MA RA
    APPROVED
    Since 2023-05-08
  • MD RA
    APPROVED
    Since 2022-07-25
  • SD RA
    APPROVED
    Since 2022-06-30
  • NV RA
    APPROVED
    Since 2022-06-16
  • AZ RA
    APPROVED
    Since 2022-06-09
  • SC RA
    APPROVED
    Since 2022-06-08
  • DE RA
    APPROVED
    Since 2022-06-07
  • NJ RA
    APPROVED
    Since 2022-06-07
  • AR RA
    APPROVED
    Since 2022-06-06
  • IL RA
    APPROVED
    Since 2022-06-06
  • ND RA
    APPROVED
    Since 2022-06-06
  • WA RA
    APPROVED
    Since 2022-06-06
  • LA RA
    APPROVED
    Since 2022-06-03
  • MI RA
    APPROVED
    Since 2022-06-03
  • NH RA
    APPROVED
    Since 2022-06-03
  • WV RA
    APPROVED
    Since 2022-06-03
  • AK RA
    APPROVED
    Since 2022-06-02
  • MS RA
    APPROVED
    Since 2022-06-02
  • OK RA
    APPROVED
    Since 2022-06-02
  • AL RA
    APPROVED
    Since 2022-06-01
  • CA RA
    APPROVED
    Since 2022-06-01
  • CO RA
    APPROVED
    Since 2022-06-01
  • CT RA
    APPROVED
    Since 2022-06-01
  • FL RA
    APPROVED
    Since 2022-06-01
  • GA RA
    APPROVED
    Since 2022-06-01
  • HI RA
    APPROVED
    Since 2022-06-01
  • ID RA
    APPROVED
    Since 2022-06-01
  • IN RA
    APPROVED
    Since 2022-06-01
  • IA RA
    APPROVED
    Since 2022-06-01
  • KS RA
    APPROVED
    Since 2022-06-01
  • KY RA
    APPROVED
    Since 2022-06-01
  • ME RA
    APPROVED
    Since 2022-06-01
  • MN RA
    APPROVED
    Since 2022-06-01
  • MO RA
    APPROVED
    Since 2022-06-01
  • MT RA
    APPROVED
    Since 2022-06-01
  • NE RA
    APPROVED
    Since 2022-06-01
  • NM RA
    APPROVED
    Since 2022-06-01
  • NY RA
    APPROVED
    Since 2022-06-01
  • NC RA
    APPROVED
    Since 2022-06-01
  • OH RA
    APPROVED
    Since 2022-06-01
  • OR RA
    APPROVED
    Since 2022-06-01
  • PA RA
    APPROVED
    Since 2022-06-01
  • RI RA
    APPROVED
    Since 2022-06-01
  • UT RA
    APPROVED
    Since 2022-06-01
  • VT RA
    APPROVED
    Since 2022-06-01
  • VA RA
    APPROVED
    Since 2022-06-01
  • WI RA
    APPROVED
    Since 2022-06-01
  • WY RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED
    Since 2017-12-22

Branch Locations

2777 Allen Parkway Rp-01, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 03/1999 Present
American General Financial Advisors, Inc. Sacramento CA 05/2002 Present
Sunamerica Capital Services, Inc. Houston TX 12/2013 Present
Agia Houston TX 12/2022 Present
  • 03/1999 → Present
    Houston, TX
  • 05/2002 → Present
    American General Financial Advisors, Inc.
    Sacramento, CA
  • 12/2013 → Present
    Sunamerica Capital Services, Inc.
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2002-08-09 → 2009-05-11
    American General Financial Advisors, Inc.
    Sacramento, CA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11

View on SEC IAPD

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