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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-06-16 |
Branch Locations
6060 Rockside Woods Blvd N Ste 141, Independence, OH 44131 • United States
Chagrin Falls, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management, Llc | Chicago | IL | 12/2013 | 08/2018 |
| E*Trade Securities Llc | Chicago | IL | 12/2013 | 08/2018 |
| Morgan Stanley | Phoenix | AZ | 08/2018 | 06/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2018 | 06/2022 |
| Ameriprise Financial Services | Indenpendence | OH | 06/2022 | 06/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2018 | 06/2022 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Independence | OH | 06/2022 | Present |
Business Ownership; HP LLC; Used exclusively for Ameriprise income; Used exclusively for Ameriprise income; 9944 Stafford Road, , Chagrin Falls, OH, 44023; Not Investment-Related; 06/13/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-30 |
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