Best Investors Account Sign in

Gary George Peirce

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-08
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hingham MA 10/2009 Present
Bank Of America, N.A. Hingham MA 05/2011 Present
Previous Registrations
  • 2007-11-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Braintree, MA
    Quincy, MA
    Bridgewater, MA
    Hingham, MA
  • 2006-04-19 → 2007-11-01
    Oppenheimer & Co. Inc.
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-12
S63 Uniform Securities Agent State Law Examination 1990-11-29
  • S65 Uniform Investment Adviser Law Examination
    2006-04-12
  • S63 Uniform Securities Agent State Law Examination
    1990-11-29

View on SEC IAPD

Other Firms

ONE CHARLES PRIVATE WEALTH
PATRIOT MULLARE ASSOCIATES, INC
ALLEGIANCE FINANCIAL SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RAYMOND JAMES & ASSOCIATES, INC.
GORMAN FINANCIAL MANAGEMENT
LPL FINANCIAL LLC

Other Investors

FRANK O'BRIEN
PATRICK JOSEPH LANGAN
PATRICK J MCAULIFFE
Bryan K Turner
Daniel David Le
Christopher E Fahey
Andrew DAMIEN Burns
DAVID G CAPELLE

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA
GORMAN FINANCIAL MANAGEMENT · HINGHAM, MA

More in Hingham, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor