Matthew Anthony Lapides

Employer firm

Ethos Private Wealth CRD 166465

$46.6M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Ethos Private Wealth

Coral Gables, FL • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-11-03
GA	RA	APPROVED	2022-10-14
TN	RA	APPROVED	2022-05-26
PA	RA	APPROVED	2018-10-04
FL	RA	APPROVED	2015-07-17

AL RA
APPROVED

Since 2022-11-03
GA RA
APPROVED

Since 2022-10-14
TN RA
APPROVED

Since 2022-05-26
PA RA
APPROVED

Since 2018-10-04
FL RA
APPROVED

Since 2015-07-17

Branch Locations

Coral Gables, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ethos Private Wealth	Coral Gables	FL	07/2013	Present
March Capital Corp	Chicago	IL	02/2015	Present
Ethos Capital Solutions	Coconut Grove	FL	05/2015	09/2022

07/2013 → Present

Ethos Private Wealth

Coral Gables, FL
02/2015 → Present

March Capital Corp

Chicago, IL
05/2015 → 09/2022

Ethos Capital Solutions

Coconut Grove, FL

Previous Registrations

2012-01-31 → 2013-07-09

Kestra Private Wealth Services, Llc

Coral Gables, FL

Austin, TX
2002-08-19 → 2009-01-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Aventura, FL

Pittsburgh, PA

Other Businesses

Ethos Wealth Management LLC - President - 02/04/2013 - Coral Gables, FL - 120hrs/mo - 120hrs/mo during Business Hrs - Yes Business Related - RIA, IN THE INVESTMENT SERVICES INDUSTRY - Overall business operations and providing client financial services - Fees CASA TUA Construction Group, LLC - President - 11/01/2018 - Coral Gables FL - 10hrs/mo - 0hrs/mo during Business Hrs - No Business Related - a Florida licensed general contractor engaged in construction and remodeling of luxury properties - operational and financial oversight, client communications and oversight of project managers. - Distribution of Profits The Goetchius House, LLC - sole member of the LLC, Manager - 08/18/2021 - Coral Gables, FL - 8hrs/mo - 0hrs/mo during Business Hrs - Yes Business Related - Commercial real estate investment - Formation and general administration. Operating functions delegated to a third party. - Distribution of Profits Sprout Publishing LLC - President - 01/20/2018 - Coral Gables, FL - 10hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Publisher of children books - Authoring and publishing children books - Distribution of Profits ARMY MOM SOUTHERN HOSPITALITY LLC - President - 10/31/2023 - Columbus, GA - 4hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Short term rental of a historic property - bookkeeping - Distribution of Profits Life, Health VA Insurance License - Registrant - null - Coral Gables, FL - 1hrs/mo - 1hrs/mo during Business Hrs - No Business Related - Life and Health Insurance Services - Review and advise on insurance related matters with clients - Fees 405 Broadway Restaurant Group, LLC - President - 11/01/2023 - Columbus, GA - 8hrs/mo - 0hrs/mo during Business Hrs - No Business Related - Restaurant and Hospitality Services for Goetchius House LLC - Book keeping - Distribution of Profits

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-23

S66 Uniform Combined State Law Examination

2011-12-23

Designations

Certified Financial Planner

Other Names

Mathew A Lapides
Matt Lapides

View on SEC IAPD