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Alexander Becker

Codex Capital Asset Management, L.L.C.

Dallas, TX

CRD 2098627

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Employer firm

Codex Capital Asset Management, L.l.c. CRD 309373

$304M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Codex Capital Asset Management, L.L.C.

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-21
  • TX RA
    APPROVED_RES
    Since 2024-08-21

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kings Point Capital Management Garden City NY 05/2006 Present
  • 05/2006 → Present
    Kings Point Capital Management
    Garden City, NY
Previous Registrations
  • 2006-07-12 → 2006-12-31
    Kings Point Capital Management Llc
    Great Neck, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-26
  • S63 Uniform Securities Agent State Law Examination
    1990-11-26

View on SEC IAPD

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