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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-04-16
  • MI RA
    APPROVED
    Since 2010-04-16

Branch Locations

Chelsea, MI • United States

9450 S Main St, Plymouth, MI 48170 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Chelsea MI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

HISTORIC TRINITY, IN POSITION: Board of Directors NATURE: Not for profit 501c-3 organization for the purpose of supporting the ministries and properties of Historic Trinity Lutheran Church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2017 ADDRESS: 1234 Gratiot Avenue, Detroit MI 48207, United States DESCRIPTION: Advisory board to pastors and staff of Historic Trinity Lutheran Church TRAVIS POINTE ROAD ASSOCIATION POSITION: Board Member and Secretary NATURE: Community private road association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 3400 Travis Pointe Rd, Suite A, Ann Arbor MI 48108, United States DESCRIPTION: Serve as Board representative to neighborhood road association from Travis Pointe Condominiums. Act as secretary. Take minutes for 2 meetings annually. HISTORIC TRINITY LUTHERAN CHURCH POSITION: Treasurer NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 1345 Gratiot Avenue, Detroit MI 48207, United States DESCRIPTION: Serving as an officer of the congregation. Treasurer is an oversight position only. All financial management is the function of the Director of Operations, who is a CPA. All Financial transactions are completed by the Financial Secretary, and the Director of Operations. Treasurer has no signature authority. MICHIGAN DISTRICT OF THE LUTHERAN CHURCH MISSOURI SYNOD POSITION: Board of Directors Member NATURE: The Michigan District of the LCMS is the governing body and ecclesiastical supervisory office of the LCMS in Michigan. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/01/2025 ADDRESS: 3773 Geddes Rd, Ann Arbor MI 48105, United States DESCRIPTION: The Board of Directors manages and supervises the district's business and legal affairs, implements the decisions of the national and district conventions, and allocates necessary funds for the support of the national and district budgets. HISTORIC TRINITY LUTHERAN CHURCH POSITION: Treasurer NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 1345 Gratiot Avenue, Detroit MI 48207, United States DESCRIPTION: Serving as an officer of the congregation. Treasurer is an oversight position only. All financial management is the function of the Director of Operations, who is a CPA. All Financial transactions are completed by the Financial Secretary, and the Director of Operations. Treasurer has no signature authority.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-27
S63 Uniform Securities Agent State Law Examination 1990-12-06
  • S66 Uniform Combined State Law Examination
    2002-08-27
  • S63 Uniform Securities Agent State Law Examination
    1990-12-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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