Susan Regina Cornford

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hillsborough, NJ
• 10/2018 → Present
  Bank Of America, N.A.
  Hillsborough, NJ
• 08/2017 → 10/2018
  Td Bank
  Bridgewater, NJ
• 07/2016 → 08/2017
  Plymouth Rock Assurance
  Red Bank, NJ
• 09/2019 → Present
  Hyatt House
  Branchburg, NJ
• 10/2018 → 01/2019
  Target
  Fort Meyers, FL
• 04/2019 → 06/2019
  Macy's
  Bridgewater, NJ

Previous Registrations

• 2007-08-01 → 2011-09-28
  Pnc Wealth Management Llc
  Toms River, NJ
  Southhampton, NJ
• 2006-08-29 → 2007-01-04
  Pnc Wealth Management Llc
  East Brunswick, NJ
• 2005-06-09 → 2006-06-01
  Ubs Financial Services Inc.
  Redbank, NJ
• 2003-03-06 → 2004-09-09
  Wells Fargo Clearing Services, Llc
  Toms River, NJ

Other Businesses

I*954331 For profit or not for profit: Name of outside business organization: Easter Seals Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Funding to take my disabled son on recreational activities.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-19
• S63 Uniform Securities Agent State Law Examination
  2015-04-20

Other Names

• Susan Backof
• Susan R Cornford
• Susan Backof
• Susan Regina Cornford
• Susan Regina Laterza
• Susan Cornford