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Current Employers
Vioni Capital Management, Llc

630 South Orange Avenue Suite 301C, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-06-20
  • FL RA
    APPROVED
    Since 2014-06-20

Branch Locations

141 Parkway Road, Suite 15, Bronxville, NY 10708 • United States

630 South Orange Avenue Suite 301C, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vioni Capital Management, Llc Sarasota FL 12/2013 Present
Hedge Connection Inc. Bronxville NY 09/2013 Present
Old City Securities New York NY 08/2021 Present
  • 12/2013 → Present
    Sarasota, FL
  • 09/2013 → Present
    Hedge Connection Inc.
    Bronxville, NY
  • 08/2021 → Present
    Old City Securities
    New York, NY
Other Businesses

1) HEDGE CONNECTION INC. - PRESIDENT; RESPONSIBLE FOR BUSINESS DEVELOPMENT AND ACCOUNT MANAGMENT OF MARKETING PLATFORM AS WELL AS EVENT PRODUCING COMPANY; INVESTMENT RELATED; Address:19325 Outrider Loop Bend OR 97702, 80 HRS/MO SPENT ON ACTIVITY. BEGUN IN 2005. 2) VIONI CAPITAL MANAGEMENT - INVESTMENT ADVISORY REPRESENTATIVE OF RIA FIRM; INVESTMENT RELATED; Address: 330 South Pineapple Ave Suite 102, Sarasota, FL 34236, LESS THAN 1 HR/MONTH SPENT; JOINED RIA IN 2013. 3) ASTRAEUS FUND, LTD - CO-DIRECTOR FOR SUMMITT HILLS, NJ BASED FUND; DUTIES INCLUDE CORPORATE GOVERNANCE, ATTENDANCE AT QUARTERLY MEETINGS, ADVISE ON BUSINESS ACTIVITIES, ETC. Address: 19325 Outrider Loop Bend OR 97702; DEVOTES 1 HOUR/MONTH, WHICH CAN BE DURING TRADING HOURS; FUND IS AN INVESTMENT RELATED BUSINESS BUT I DO NOT ENGAGE IN INVESTMENT RELATED ACTIVITY; STARTED 2021 4) FINRA Arbitrator. Securities and Regulation and Arbitration business, FINRA office locations are throughout the country. No time spent unless chosen for arbitration. Start date is April 2021 5) Green Chi Group, formed to possibly launch a venture capital fund in the future. Address: Herengracht 449a 1017 BR Amsterdam Netherlands Start date, 2020. One hour per month time spent, no current compensation, future investment related possibilities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-15
S65 Uniform Investment Adviser Law Examination 2013-12-19
  • S63 Uniform Securities Agent State Law Examination
    2019-01-15
  • S65 Uniform Investment Adviser Law Examination
    2013-12-19
Other Names
  • Lisa M Vioni

View on SEC IAPD

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