Michael Christopher Oakley

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-04-11

NY RA
APPROVED

Since 2022-04-11

Branch Locations

227 North Central Avenue, Hartsdale, NY 10530 • United States

85 Pondfield Road, Bronxville, NY 10708 • United States

32 North Main Street, New City, NY 10956 • United States

33 Nathaniel Place, Englewood, NJ 07632 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	05/2007	01/2022
Infinex Investments, Inc.	Meriden	CT	04/2022	Present
Apple Bank	New City	NY	04/2022	Present

05/2007 → 01/2022

Citigroup Global Markets Inc.

New York, NY
04/2022 → Present

Infinex Investments, Inc.

Meriden, CT
04/2022 → Present

Apple Bank

New City, NY

Previous Registrations

2007-05-29 → 2022-02-18

Citigroup Global Markets Inc.

New York, NY

Long Island City, NY

Long Island City, NY

Long Island City, NY

Greenwich, CT

New York, NY

New York, NY

Long Island City, NY

New York, NY

New York, NY

New York, NY

Uniondale, NY

Fort Mill, SC
2004-11-11 → 2007-05-29

Citicorp Investment Services

New York, NY

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-19
S63	Uniform Securities Agent State Law Examination	1988-11-18

S65 Uniform Investment Adviser Law Examination

1998-02-19
S63 Uniform Securities Agent State Law Examination

1988-11-18

Designations

Other Names

Michael Christopher Oakley
Michael Oakley
Mike Oakley

View on SEC IAPD