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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-27
TX RA APPROVED_RES 2012-10-10
  • NJ RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED_RES
    Since 2012-10-10

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morristown NJ 11/1997 Present
Morristown Financial Group, Llp Morristown NJ 11/1997 Present
Private Advisor Group, Llc Morristown NJ 03/2011 Present
  • 11/1997 → Present
    Lpl Financial Llc
    Morristown, NJ
  • 11/1997 → Present
    Morristown Financial Group, Llp
    Morristown, NJ
  • 03/2011 → Present
    Morristown, NJ
Previous Registrations
  • 2004-11-10 → 2009-06-30
    Morristown Financial Group, Llp
    Morristown, NJ
Other Businesses

1. 10/01/1997 - Non-Variable Insurance - INV REL - INSURANCE 2. 02/09/2008 - Binghamton Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 07/21/2009 - Advisor AdvantEdge - INV REL - Other - Non-OSJ Recruiting Program - A platform of services designed to attract non-osj locations to join Pat's OSJ. 4. 07/26/2011 - Private Advisor Group - INV REL - Registered Investment Advisor - 25% TIME SPENT - (HYBRID) Financial planning services are offer on an hourly rate or flat fee. 5. 01/30/2013 - Private Advisor Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 6. 07/06/2016 - No Business Name - Real Estate Rental - INV REL - Start 06/17/2016 - 25 LAKE VALLEY RD, MORRISTOWN, NJ 07960 - 5 Hr/Mo; 0 Hours During Securities Trading 7. 02/27/2019 - Mauger and Co. - Remotely from my business address. - Investment related - For-Profit Board Member - start date:02/18/2019 - 1 hr/mo - 1 hour during trading - Mauger and Co. - Board Member. 8. 1/15/2020 - No Business Name - Investment Related - Home Based & Morristown, NJ - Real Estate Rental - Started 12/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - 2 family rental property. 9. 1/16/2020 - No Business Name - Investment Related - Home Based & Morristown, NJ - Real Estate Rental - Started 12/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading - 2 family rental property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-14
  • S63 Uniform Securities Agent State Law Examination
    1991-06-14

View on SEC IAPD

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