Walter Josef Tuer

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-08-07
TX	RA	APPROVED_RES	2017-08-07

CA RA
APPROVED

Since 2017-08-07
TX RA
APPROVED_RES

Since 2017-08-07

Branch Locations

1901 Main Street Suite 700, Irvine, CA 92614 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Irvine	CA	10/2008	08/2017
Morgan Stanley	Irvine	CA	08/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	11/2018	Present

10/2008 → 08/2017

Ameriprise Financial Services, Inc.

Irvine, CA
08/2017 → Present

Morgan Stanley

Irvine, CA
11/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-10-14 → 2017-08-09

Ameriprise Financial Services, Llc

Los Angeles, CA

Glendale, CA

Newport Beach, CA
2004-08-27 → 2008-10-20

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Newport Beach, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-18
S63	Uniform Securities Agent State Law Examination	1991-07-30

S65 Uniform Investment Adviser Law Examination

1994-10-18
S63 Uniform Securities Agent State Law Examination

1991-07-30

View on SEC IAPD