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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-02-01 |
| SC | RA | APPROVED | 2018-02-01 |
| TX | RA | APPROVED_RES | 2018-01-09 |
| NJ | RA | APPROVED | 2010-06-15 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
FINRA; INVESTMENT RELATED; NEW YORK, NY; ARBITRATOR; START DATE 11/02/2015; 4 HOURS PER MONTH/ 0 DURING TRADING. ANALYZE AND ARBITRATE INDUSTRY COMPLAINTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-12 |
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