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Christos John Thomas

Simon Quick Advisors, LLC

Morristown, NJ

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Current Employers
Simon Quick Advisors, Llc

360 Mt. Kemble Ave, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

360 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Simon Quick Advisors, Llc Morristown NJ 01/2015 Present
Previous Registrations
  • 2005-10-25 → 2008-02-28
    Lehman Brothers Inc.
    New York, NY
    New York, NY
  • 2005-05-11 → 2005-10-28
    Bofa Advisors, Llc
    New York, NY
Other Businesses

NEW YORK INSTITUTE OF FINANCE; NOT INVESTMENT RELATED; 330 HUDSON ST. 8TH FL NEW YORK, NY 10013; 2 DAYS PER QUARTER DEPENDING ON CLASS SCHEDULE; TEACH CLASSES IN HEDGE FUNDS, PORTFOLIO MANAGEMENT AND ALTERNATIVE INVESTMENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-04
S65 Uniform Investment Adviser Law Examination 2011-08-31
S66 Uniform Combined State Law Examination 2005-05-10
  • S63 Uniform Securities Agent State Law Examination
    2012-05-04
  • S65 Uniform Investment Adviser Law Examination
    2011-08-31
  • S66 Uniform Combined State Law Examination
    2005-05-10
Other Names
  • Christos Thomas

View on SEC IAPD

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