Christopher Jay Brackman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-01-04
WI	RA	APPROVED	2009-02-05

TX RA
APPROVED

Since 2016-01-04
WI RA
APPROVED

Since 2009-02-05

Branch Locations

Delafield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research	Fairfield	IA	10/2000	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

10/2000 → Present

Cambridge Investment Research

Fairfield, IA
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) BRACKMAN FINANCIAL STRATEGIES (NON-INVESTMENT RELATED); 303 COPPERFIELD DRIVE, DELAFIELD, WI 53018; NATURE OF BUSINESS: INSURANCE; POSITION: FINANCIAL PLANNER; DATES: 4/91-PRESENT; HOURS: 2 HRS/WK DURING SECURITIES TRADING HOURS; DUTIES:INDEPENDENT INSURANCE AGENT SELLING AND SERVICING LIFE, DISABILITY AND LONG-TERM CARE INSURANCE FOR THE FOLLOWING COMPANIES: NORTH AMERICAN; FORTIS/JOHN HANCOCK; AMERUS LIFE; STANDARD INS. CO.; TRAVELERS INS. CO.; U.S. FINANCIAL. 2) REFORMATION EVANGELICAL LUTHERAN CHURCH S39 W32887 HWY. D GENESEE DEPOT, WI 53127. BEGAN 01/29/2012 AS COUNCILMAN FOR FELLOWSHIP. NOT INVESTMENT RELATED. DEVOTES 3 HRS/MNTH. NONE DURING TRADING. NON-PROFIT ORGANIZATION. 3) PUBLIC NOTARY, 303 COPPERFIELD DR, DELAFIELD, WI 53018. BEGAN 7/2013. DEVOTES 1 HR/YR- NONE DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/05/2009

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-08

S63 Uniform Securities Agent State Law Examination

1990-10-08

Designations

Certified Financial Planner

View on SEC IAPD