Tak Kwong Jue

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-21

NY RA
APPROVED

Since 2021-05-21

Branch Locations

Flushing, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Accounting Network Tax Service, Inc.	Flushing	NY	01/1990	Present
Cetera Financial Specialists Llc	Schaumburg	IL	07/2000	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2000	Present

01/1990 → Present

Accounting Network Tax Service, Inc.

Flushing, NY
07/2000 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
08/2000 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: ACCOUNTING NETWORK TAX SERVICE INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING/PAYROLL TAX/TAX FILING; START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: OWNER/CPA; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: PERSONAL INCOME TAX AND BUSINESS TAX FILINGS INCLUDING PAYROLL TAX RETURNS;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-04

S63 Uniform Securities Agent State Law Examination

1996-10-04

View on SEC IAPD