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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-12 |
| FL | RA | APPROVED | 2023-05-18 |
| NY | RA | APPROVED | 2021-09-08 |
Branch Locations
90 Park Ave 17Th Fl, New York, NY 10016 • United States
Bonita Springs, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Bonita Springs | FL | 05/1998 | Present |
| Mass Mutual Life Insurance Company | Bonita Springs | FL | 04/1998 | Present |
(1)NAME: MICHAEL NIGRO INV REL: Y ADD: 90 PARK AVENUE 17TH FLOOR NEW YORK NY 10016 NATURE: OUTSIDE INSURANCE; LIFE, HEALTH POSITION: AGENT START DATE: 01/01/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2) NAME: MICHAEL NIGRO INV REL: N ADD: 1238 NEEDHAM CIRCLE E YORK PA 17404 NATURE: TEACHING RETIREMENT PLANNING COURSE AT VARIOUS UNIVERSITIES POSITION: INSTRUCTOR START DATE: 01/2000 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-04 |
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