Lee Alan Duckworth

Current Employers

Employment History

• 05/2011 → Present
  Capital Wealth Management, Llc
  West Warwick, RI
• 03/2012 → 08/2024
  Triad Advisors, Llc
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  West Warwick, RI

Previous Registrations

• 2003-04-29 → 2012-03-30
  Kestra Investment Services, Llc
  W. Warwick, RI
  West Warwick, RI
• 2003-05-14 → 2004-08-30
  Steele Capital Management, Inc.
  West Warwick, RI

Other Businesses

1) NAME OF OBA: BOY SCOUTS OF AMERICA; ADDRESS OF OBA: E. PROVIDENCE, RI 02914; NATURE: NON PROFIT; INVESTMENT RELATED: NO; TITLE WITH OBA: UNIT LEADER & COUNCIL EXECUTIVE; DUTIES: UNIT LEADER & COUNCIL EXECUTIVE; START DATE: 2003; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 2) NAME OF OBA: SOUTH COUNTY WRESTLING; ADDRESS OF OBA: NATURE: NON-PROFIT WRESTLING LEAGUE; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER /TRUSTEE; DUTIES: TREASURER; START DATE: 2010; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 3) NAME OF OBA: The Harbor Church; ADDRESS OF OBA: WEST KINGSTOWN, RI; NATURE: CHURCH; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD OF DEACONS; DUTIES: BOARD OF DEACONS; START DATE: 2009; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 4) NAME OF OBA: BROKERS'SERVICE MARKETING GROUP, INC; ADDRESS OF OBA: PROVIDENCE, RI 02903; NATURE: LIFE INSURANCE AND ANNUITY SALES AND SERVICE; INVESTMENT RELATED: NO; TITLE WITH OBA: CONSULTANT /COMMISSIONABLE AGENT; DUTIES: LIFE INSURANCE AND ANNUITY SALES AND SERVICE; START DATE: 1996; APPROX. NUMBER OF HOURS/MONTH: 60; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 5) NAME OF OBA: AD,LLC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: OFFICE CONDO; INVESTMENT RELATED: NO; TITLE WITH OBA: OWNER; DUTIES: OWNER; START DATE: 2008; APPROX. NUMBER OF HOURS/MONTH: 0; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 6) NAME OF OBA: MAKE A DIFFERENCE FOUNDATION, INC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: CHARITABLE ORGANIZATION; INVESTMENT RELATED: NO; TITLE WITH OBA: FUNDRAISING COMMITTEE MEMBER; DUTIES: MAIL FUNDRAISING LETTERS TO FRIENDS FOR THANKSGIVING MEALS TO THE UNDERPRIVILEGED; START DATE: 1993; APPROX. NUMBER OF HOURS/MONTH: 5 HOURS/YEAR; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 7) NAME OF OBA: CAPITAL WEALTH INC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: CORPORATION, BANKING; INVESTMENT RELATED: YES; TITLE WITH OBA: OWNER / PARTNER; DUTIES: CAPITAL WEALTH INC IS PART OF THE OWNERSHIP STRUCTURE FOR CAPITAL WEALTH MANAGEMENT, LLC RIA; START DATE: 07/24/2017; APPROX. NUMBER OF HOURS/MONTH: 2-5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0; 8) NAME OF OBA: CAPITAL WEALTH HOLDINGS, LLC; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: CAPITAL WEALTH HOLDINGS LLC IS PART OF THE OWNERSHIP STRUCTURE FOR CAPITAL WEALTH MANAGEMENT, LLC RIA; INVESTMENT RELATED: YES; TITLE WITH OBA: OWNER / PARTNER; DUTIES: N/A; START DATE: 07/24/2017; APPROX. NUMBER OF HOURS/MONTH: 2-5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0 9) OFFICE 2.0 POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1300 Division Rd., Ste 204, West Warwick RI 02893, United States DESCRIPTION: OFFICE 2.0 LLC is associated with the condo unit next to Capital Wealth Management. I own said condo unit.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-27
• S63 Uniform Securities Agent State Law Examination
  1996-08-16

Designations