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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| IL | RA | APPROVED | 2022-07-01 |
Branch Locations
707 Skokie Blvd #400, Skokie, IL 60062 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-02-26 |
Branch Locations
707 Skokie Blvd Ste 400, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Warye, Inc. | Libertyville | IL | 01/1996 | 09/2019 |
| Lpl Financial Llc | Libertyville | IL | 11/2013 | Present |
| Highpoint Advisor Group, Llc | Libertyville | IL | 11/2013 | 07/2022 |
| Hub International | Chicago | IL | 12/2021 | Present |
| Global Retirement Partners Llc | San Rafael | CA | 07/2022 | Present |
(1) 06/2022 HUB International - Outside/W-2 Employment- Financial Professional- non-inv. related, Libertyville, IL, 100% during market hours (2) 06/2022 HUB International Investment Services, Inc.- Accommodation Broker/Dealer- non-inv. related, Libertyville, IL, 100% during market hours (3) 08/23/2022 - HUB Retirement & Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 140 Hours Per Month/100 Hours During Securities Trading. (4) 08/24/2022 - HUB Retirement & Wealth Management - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 140 Hours Per Month/100 Hours During Securities Trading (5) 08/24/2022 - Global Retirement Partners, LLC - Investment-Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 140 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 09/22/2022 - Benefit Partners Financial Group, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 130 Hours Per Month/100 Hours During Securities Trading (7) 09/15/2022 - Global Retirement Partners, LLC DBA: Benefit Partners Financial Group, a division of HUB - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 130 Hours Per Month/100 Hours During Securities Trading (8) 11/01/2022 - Benefit Partners Group, a division of HUB International Midwest Limited - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Area President - Start Date: 08/01/2022 - 140 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-15 |
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