Gregory Wendell Quon

Employer firm

Core Investment Management, LLC CRD 166340

$22.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Core Investment Management Llc
  Pasadena, CA

Previous Registrations

• 2011-01-10 → 2012-11-02
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2007-03-01 → 2010-12-31
  B. Riley Wealth Management
  Memphis, TN
  Hartville, OH
  Pasedena, CA
• 2005-10-18 → 2007-03-01
  Capital Securities Of America, Inc.
  Hartville, OH
  Pasadena, CA
  Hartville, OH

Other Businesses

CORE INVESTMENTS MANAGEMENT, LLC. 1122 E GREEN ST, PASADENA, CA 91106. INSURANCE AGENT OFFERING FIXED ANNUITIES AND LIFE. APPROXIMATELY 20 HOURS PER MONTH, OF WHICH 5 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-11-07