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Gregory Wendell Quon

Core Investment Management, LLC

Newport Beach, CA

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Current Employers
Core Investment Management, Llc

5000 Birch St., Ste. 3000, West Tower, Newport Beach, CA 92660-2140 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-11
  • CA RA
    APPROVED
    Since 2025-08-11

Branch Locations

5000 Birch St., Ste. 3000, West Tower, Newport Beach, CA 92660-2140 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Core Investment Management Llc Pasadena CA 10/2007 Present
Previous Registrations
  • 2011-01-10 → 2012-11-02
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2007-03-01 → 2010-12-31
    B. Riley Wealth Management
    Memphis, TN
    Hartville, OH
    Pasedena, CA
  • 2005-10-18 → 2007-03-01
    Capital Securities Of America, Inc.
    Hartville, OH
    Pasadena, CA
    Hartville, OH
Other Businesses

CORE INVESTMENTS MANAGEMENT, LLC. 1122 E GREEN ST, PASADENA, CA 91106. INSURANCE AGENT OFFERING FIXED ANNUITIES AND LIFE. APPROXIMATELY 20 HOURS PER MONTH, OF WHICH 5 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-07
  • S63 Uniform Securities Agent State Law Examination
    1990-11-07

View on SEC IAPD

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