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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2021-04-21 |
Branch Locations
5700 North Highway Us1 Ste 200, Melbourne, FL 32940 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melbourne | FL | 12/2008 | 04/2021 |
| Bank Of America,N.A. | Rockledge | FL | 06/2011 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | Melbourne | FL | 04/2021 | Present |
SHAGGY'S PLACE LLC, INVT RELATED, INDIAN HARBOUR BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 1/28/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD RENTAL PROPERTY. DOUGIE AND PIPER'S PLACE, LLC, INVT RELATED, INDIAN HARBOUR BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 1/21/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD RENTAL PROPERTY. FISHR'S PLACE, LLC, INVT RELATED, INDIAN HARBOUR BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 1/21/2010, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD PERSONAL PROPERTY. CHOKO HOLDINGS, LLC, INVT RELATED, INDIAN HARBOUR BEACH, FL, 33.33% OWNERSHIP, START 1/5/2016, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER. GOF WEALTH MANAGEMENT, LLC, INVT RELATED, MELBOURNE, FL, 40% OWNERSHIP, START 3/2/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR FINET EXPENSES. STRATHSPEY HOLDINGS, LLC; NOT INV. RELATED; INDIAN HARBOUR BEACH, FL; 100% OWNERSHIP WITH SPOUSE; START 8/18/2021; 11 HOURS PER MONTH; ZERO HOURS DURING TRADING; HOLDS RENTAL PROPERTY. GWM AND COMPANY, LLC, INVT RELATED, INDIAN HARBOUR BEACH, FL, 100% OWNERSHIP, START 3/23/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, LLC FOR FINET EXPENSES. GOF PARTNERS LLC, INV RELATED, MELBOURNE, FL, 40% OWNERSHIP, START 3/2/2021, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. SAMMYS PLACE HOLDINGS LLC, INV RELATED, INDIAN HARBOUR BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 7/10/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, REAL ESTATE HOLDER. RENTAL PROPERTY; INV. RELATED; MELBOURNE, FL; OWNER; START DATE 12/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; MELBOURNE, FL; OWNER; START DATE 2/1/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY - YOUNG STREET; INV RELATED; MELBOURNE, FL; RENTAL;100% OWNERSHIP; -; START DATE: 08/02/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| JACKS PLACE HOLDING LLC; INV RELATED; INDIAN HARBOUR BEACH, FL; REAL ESTATE;100% OWNERSHIP; START DATE: 10/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY - 2107 ; INV RELATED;MELBOURNE,FL; RENTAL AND INVESTMENT PROPERTY;100% OWNERSHIP; START DATE: 07/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; CHOKO HOLDINGS 2 LLC; INV RELATED;CHOKOSKEE,FL; HOLD A PIECE OF PERSONAL REAL ESTATE; 50; START DATE: 07/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-31 |
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