Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-26
RI RA APPROVED 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-26
  • RI RA
    APPROVED
    Since 2025-06-24

Branch Locations

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2025 Present
Anna Maria College Paxton MA 08/2024 12/2024
Diligent New York NY 10/2022 07/2023
Onetrust Atlanta GA 02/2022 06/2022
Servicenow New York NY 03/2020 11/2021
Prismhr Hopkinton MA 06/2019 12/2019
Sai Global Chicago IL 05/2017 06/2019
Intralinks New York NY 09/2014 04/2017
Unemployed Milford MA 08/2023 07/2024
Unemployed Milford MA 07/2022 09/2022
Unemployed Milford MA 12/2021 01/2022
Unemployed Westborough MA 01/2020 02/2020
  • 01/2025 → Present
    Lincoln, RI
  • 08/2024 → 12/2024
    Anna Maria College
    Paxton, MA
  • 10/2022 → 07/2023
    Diligent
    New York, NY
  • 02/2022 → 06/2022
    Onetrust
    Atlanta, GA
  • 03/2020 → 11/2021
    Servicenow
    New York, NY
  • 06/2019 → 12/2019
    Prismhr
    Hopkinton, MA
  • 05/2017 → 06/2019
    Sai Global
    Chicago, IL
  • 09/2014 → 04/2017
    Intralinks
    New York, NY
  • 08/2023 → 07/2024
    Unemployed
    Milford, MA
  • 07/2022 → 09/2022
    Unemployed
    Milford, MA
  • 12/2021 → 01/2022
    Unemployed
    Milford, MA
  • 01/2020 → 02/2020
    Unemployed
    Westborough, MA
Other Businesses

I*2191278, Entity Type: , Name of OBA: K K, Address: Bristol, Rhode Island, 02809, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 29-Dec-2020, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-24
S63 Uniform Securities Agent State Law Examination 1990-11-05
  • S66 Uniform Combined State Law Examination
    2025-06-24
  • S63 Uniform Securities Agent State Law Examination
    1990-11-05
Other Names
  • Mark Kalen
  • Mark S Kalen

View on SEC IAPD

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor