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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-26 |
| RI | RA | APPROVED | 2025-06-24 |
Branch Locations
3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 01/2025 | Present |
| Anna Maria College | Paxton | MA | 08/2024 | 12/2024 |
| Diligent | New York | NY | 10/2022 | 07/2023 |
| Onetrust | Atlanta | GA | 02/2022 | 06/2022 |
| Servicenow | New York | NY | 03/2020 | 11/2021 |
| Prismhr | Hopkinton | MA | 06/2019 | 12/2019 |
| Sai Global | Chicago | IL | 05/2017 | 06/2019 |
| Intralinks | New York | NY | 09/2014 | 04/2017 |
| Unemployed | Milford | MA | 08/2023 | 07/2024 |
| Unemployed | Milford | MA | 07/2022 | 09/2022 |
| Unemployed | Milford | MA | 12/2021 | 01/2022 |
| Unemployed | Westborough | MA | 01/2020 | 02/2020 |
I*2191278, Entity Type: , Name of OBA: K K, Address: Bristol, Rhode Island, 02809, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 29-Dec-2020, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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