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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-13 |
| MD | RA | APPROVED | 2017-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Hunt Valley | MD | 12/2016 | 06/2017 |
| Mml Investors Services | Hunt Valley | MD | 01/2017 | 06/2017 |
| Unemployed | Ellicott City | MD | 07/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 06/2017 | Present |
| Bank Of America, N.A. | Baltimore | MD | 07/2017 | Present |
I*2667264, Entity Type: Entity Charitable, Name of OBA: Mount Calvary Catholic Church, Address: Baltimore, Maryland, 21201, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: Board of Directors, responsible for assuring that matters such as safety, condition of the physical plant, hiring of personnel, finances, security of parish assets, operations in accordance with Archdiocesan policies, and compliance with State and federal laws are being dealt with in a reasonable and prudent manner. Religious organization (church) I*4750274 Entity Type: Entity Charitable Name of OBA: PATAPSCO COUNCIL 1960 K OF C Address: Catonsville, Maryland, 21228 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: Fraternal Organization Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-15 |
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