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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-13
MD RA APPROVED 2017-07-11
  • TX RA
    APPROVED
    Since 2018-03-13
  • MD RA
    APPROVED
    Since 2017-07-11

Branch Locations

100 International Dr, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Hunt Valley MD 12/2016 06/2017
Mml Investors Services Hunt Valley MD 01/2017 06/2017
Unemployed Ellicott City MD 07/2016 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 06/2017 Present
Bank Of America, N.A. Baltimore MD 07/2017 Present
  • 12/2016 → 06/2017
    Massmutual
    Hunt Valley, MD
  • 01/2017 → 06/2017
    Mml Investors Services
    Hunt Valley, MD
  • 07/2016 → 12/2016
    Unemployed
    Ellicott City, MD
  • 06/2017 → Present
    Baltimore, MD
  • 07/2017 → Present
    Bank Of America, N.A.
    Baltimore, MD
Previous Registrations
Other Businesses

I*2667264, Entity Type: Entity Charitable, Name of OBA: Mount Calvary Catholic Church, Address: Baltimore, Maryland, 21201, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 08/01/2025, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: Board of Directors, responsible for assuring that matters such as safety, condition of the physical plant, hiring of personnel, finances, security of parish assets, operations in accordance with Archdiocesan policies, and compliance with State and federal laws are being dealt with in a reasonable and prudent manner. Religious organization (church) I*4750274 Entity Type: Entity Charitable Name of OBA: PATAPSCO COUNCIL 1960 K OF C Address: Catonsville, Maryland, 21228 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0, Monthly Duties: Fraternal Organization Board Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-29
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2016-11-29
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Clifford Ian Andersson
  • Clifford Andersson

View on SEC IAPD

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