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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-19 |
Branch Locations
1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States
Monterey, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Monterey | CA | 08/2008 | 04/2024 |
| Ameriprise Financial Services, Llc | Monterey | CA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-20 |
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