Robert Paul Thompson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-05-11 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1)ROBERT P. THOMPSON-NO INV.REL-IND.TAX PREP.& CONSULT-OWNER/SELF EMPLOYED-SD:2/94-PREP.OF IND.1040'S-10/15HR WW-NO PARTNER.ACCOUNTING AND TAX PREPARATION, PREP OF INDIVIDUAL 1040'S FOR INDIVIDUALS ONLY FROM THESE RETURNS, MORTGAGES, INSURANCE AND FINANCIAL PLANNING SITUATIONS ARISE, OWNER/SELF EMPLOYED 5 HOURS WEEKLY,1114 GOFFLE ROAD,HAWTHORNE,NJ 07506: 2)THOMPSON & THOMPSON CONSULTING INC - DBA; INV REL; OAKLAND, NJ; FINANCIAL PLANNING BUSINESS; ASSISTANT / MANAGER; START DATE 11/1/05; 80 HRS/MTH, 60 DURING SECURITIES TRADING HRS:

Exams

• S66 Uniform Combined State Law Examination
  2004-05-07
• S63 Uniform Securities Agent State Law Examination
  1994-06-15