Joseph David Zaccardo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Red Bank, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Colts Neck, NJ

Previous Registrations

• 2006-02-14 → 2006-07-27
  Td Ameritrade, Inc.
  Edison, NJ
  Red Bank, NJ
• 2006-04-25 → 2006-07-27
  Td Ameritrade Investment Management, Llc
  Red Bank, NJ

Other Businesses

Independent Insurance Brokering; Mutual of Omaha; 12/06/2019; / Oscar; 11/20/2025; Health / UnitedHealth Care; 05/12/2022; Medicare Supplement. Business Ownership; Zaccardo Enterprises,LLC; Owner; Limited Liability Company; 273 State Route 34, , Colts Neck, NJ, 07722; Not Investment-Related; 02/22/2018; 0 hours per month; 0 during trading hours. Board of Directors; Monmouth County Executive Committee; County Committeeman Districk 43 Middletown,NJ; PO Box 282Middletown, NJ 07748, ,; ; 06/11/2010; 1 to 9 hours per month; . Outside Employment; Middletown Boxing Club/Smokers Boxing; Coach - Boxing Lessons Coach; I am a boxing coach for a town program, which is a non profit program; 900 Leonardville Road, , Middletown, NJ, 07737; Not Investment-Related; 01/20/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; FNA Insurance Services; Third Party Individual Medical Insurance; 180 River Road,Summit, NJ 07901, ,; ; 06/22/2015; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-24
• S63 Uniform Securities Agent State Law Examination
  1991-09-19