Best Investors Account Sign in

Thomas Patrick Flynn

Allspring Funds Management, LLC

Charlotte, NC

Monroe, NC

Claim This Profile
Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-09
  • NC RA
    APPROVED
    Since 2023-03-09

Branch Locations

1415 Vantage Park Drive, Charlotte, NC 28203 • United States

Monroe, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial St. Louis MO 05/2015 12/2017
Wells Fargo Clearing Services, Llc Charlotte NC 01/2018 07/2019
Wells Fargo Funds Distributor, Llc Charlotte NC 07/2019 09/2022
Morgan Stanley Charlotte NC 10/2022 02/2023
Allspring Funds Distributor, Llc Charlotte NC 02/2023 Present
Allspring Funds Management, Llc Charlotte NC 02/2023 Present
Allspring Global Investment Holdings Llc Charlotte NC 01/2025 Present
  • 05/2015 → 12/2017
    Lpl Financial
    St. Louis, MO
  • 01/2018 → 07/2019
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 07/2019 → 09/2022
    Wells Fargo Funds Distributor, Llc
    Charlotte, NC
  • 10/2022 → 02/2023
    Morgan Stanley
    Charlotte, NC
  • 02/2023 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
  • 02/2023 → Present
    Allspring Funds Management, Llc
    Charlotte, NC
  • 01/2025 → Present
    Allspring Global Investment Holdings Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    1999-12-03
Other Names
  • Thomas P Flynn
  • Tom Flynn
  • Thomas Patrick Flynn
  • Thomas Flynn

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor