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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-16
  • FL RA
    APPROVED
    Since 2025-06-16

Branch Locations

1000 Legion Pl Ste 1400, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Westlake TX 02/1992 04/2025
Northwestern Mutual Investment Services Llc Orlando FL 06/2025 Present
Thomas Goes Orlando FL 05/2025 Present
Previous Registrations
  • 2008-01-04 → 2025-05-24
    Orlando, FL
    Orlando, FL
    Maitland, FL
    Sanford, CO
    Westlake, TX
    Orlando, FL
    Westlake, TX
    Sanford, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-29
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S66 Uniform Combined State Law Examination
    2007-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Other Names
  • Matthew Wayne Garrett

View on SEC IAPD

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