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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-21 |
| TX | RA | APPROVED | 2008-03-17 |
Branch Locations
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
1000 Corporate Dr Suite 700, Fort Lauderdale, FL 33334 • United States
Fort Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance | San Antonio | TX | 10/2007 | Present |
| Mml Investors Services Llc | San Antonio | TX | 11/2007 | Present |
(1)NAME: POLARIZED BACK BAY CREATIONS, LLC INV REL: N ADD: 15511 LONG CREEK SAN ANTONIO, TEXAS 78247 NATURE: RETAIL SALES POSITION: PRESIDENT AND HOST OF THE SHOW START DATE: 01-15-2007 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: FISHING, HUNTING, AND OUTDOOR SHOW ON TELEVISION AND FOR SALE ON RETAIL DVDS (2)NAME: POLARIZED BACK BAY CREATIONS, LLC INV REL: N ADD: 15511 LONG CREEK SAN ANTONIO, TEXAS 78247 NATURE: BROADCASTING POSITION: PRESIDENT-HOST OF THE SHOW START DATE: 01-15-2007 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: HOST FISHING, HUNTING AND OUTDOOR SHOWS ON TELEVISON AND ON RETAIL DVD'S (3)NAME: DAVID L. VALTIERRA INV REL: Y ADD: 10101 REUNION PLACE #300, SAN ANTONIO, TEXAS 78216 NATURE: OUTSIDE INSURANCE; LIFE, DISABILITY, FIXED ANNUITIES POSITION: FINANCIAL ADVISOR START DATE: 06-29-2022 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-05 |
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