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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-23 |
| IL | RA | APPROVED | 2013-07-11 |
| CA | RA | APPROVED | 2009-06-01 |
| HI | RA | APPROVED | 2009-06-01 |
| OR | RA | APPROVED | 2009-06-01 |
Branch Locations
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Sherman Oaks | CA | 06/2009 | Present |
*393123 - Notary Republic; Investment related - Yes; Northridge, California; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2020; During business hours: 0; After business hours: 10; Loan Signing Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-24 |
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