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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2011 | 08/2021 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2011 | 08/2021 |
| Commonwealth Financial Network | Waltham | MA | 08/2021 | Present |
| Old Dominion Insurance Solutions, Lc | Glen Allen | VA | 05/2001 | Present |
1. Fixed insurance sales; as of 1989; 25% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Old Dominion Insurance Solutions, LC, a private entity established to facilitate insurance business; as of 1989; 25% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner of rental property located in Kill Devil Hills, NC, as of 08/09/2021; 0% of time spent during business hours; Not conducted at branch location; Investment related. 4. Owner & Author, Not Bland, LLC; entity involved in publishing novels; as of 06/18/2024; 5% of time spent during business hours; Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-12-14 |
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