Michael Dean Moore

Current Employers

Peak Investments

Oak Harbor, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-12-02

WA RA
APPROVED

Since 2019-12-02

Branch Locations

Oak Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Michael Dean Moore Dba Peak Investments	Oak Harbor	WA	06/1997	Present
Retirment Income Planners	Oak Harbor	WA	01/2015	Present

06/1997 → Present

Michael Dean Moore Dba Peak Investments

Oak Harbor, WA
01/2015 → Present

Retirment Income Planners

Oak Harbor, WA

Previous Registrations

2011-01-19 → 2011-04-04

Veritrust Financial, Llc

Spring, TX

Corpus Christi, TX

Austin, TX

Other Businesses

1)Retirement Income Planners, 01/2015; INSURANCE AGENT SELLING FIXED AND EQUITY INDEXED ANNUITIES; 2384 MARIE WAY, OAK HARBOR, WA 98277; SPEND 20 HRS PER MONTH, ALL DURING SECURITIES TRADING HOURS; INVESTMENT RELATED BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-08
S63	Uniform Securities Agent State Law Examination	1990-09-14

S65 Uniform Investment Adviser Law Examination

1994-08-08
S63 Uniform Securities Agent State Law Examination

1990-09-14

View on SEC IAPD