Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2014-01-13
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2014-01-13

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Plainview, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Jericho NY 03/2008 Present
City National Bank Jericho NY 05/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-09
S63 Uniform Securities Agent State Law Examination 1994-11-01
  • S65 Uniform Investment Adviser Law Examination
    2014-01-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jericho, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor