Paul Michael Grachen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2003-07-30

PA RA
APPROVED

Since 2003-07-30

Branch Locations

1 Altoona Pl Carriage House 1St Floor, Mt Lebanon, PA 15228-1265 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mt Lebanon	PA	09/1990	03/2020
Ameriprise Financial Services, Llc	Mt Lebanon	PA	03/2020	Present

09/1990 → 03/2020

Ameriprise Financial Services, Inc.

Mt Lebanon, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Mt Lebanon, PA

Other Businesses

Outside Employment; basketball referee; referee - Referee; ; 161 Merritt Lane, , Pittsburgh, PA, 15236; Not Investment-Related; 10/01/2004; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-25

S63 Uniform Securities Agent State Law Examination

1990-10-25

Designations

Certified Financial Planner

View on SEC IAPD