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Columbia Management Investment Advisers, LLC CRD 108257
$502B regulatory AUM 142 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-06-30 |
| PR | RA | APPROVED | 2024-03-13 |
| AR | RA | APPROVED | 2023-12-20 |
| LA | RA | APPROVED | 2023-12-20 |
| FL | RA | APPROVED | 2023-11-14 |
| GA | RA | APPROVED | 2023-10-30 |
| AL | RA | APPROVED | 2023-10-26 |
| MS | RA | APPROVED | 2023-10-26 |
| NC | RA | APPROVED | 2023-10-26 |
| SC | RA | APPROVED | 2023-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Llc | Los Angeles | CA | 02/2016 | 08/2023 |
| Tcw Funds Distributors | Los Angeles | CA | 02/2016 | 08/2023 |
| Columbia Management Investment Distributors, Inc. | Charlotte | NC | 08/2023 | Present |
| Columbia Management Investment Advisers, Llc | Boston | MA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-02 |
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