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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2020-01-10 |
| TX | RA | APPROVED_RES | 2020-01-08 |
| PA | RA | APPROVED | 2019-12-26 |
Branch Locations
180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Pittsburgh | PA | 12/2007 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Upper Saint Clair | PA | 12/2019 | Present |
| Big Bow Outdoor Productions Llc | Aliquippa | PA | 07/2019 | 12/2019 |
| Bank Of America, N.A | Upper Saint Clair | PA | 06/2024 | Present |
I*128660 For profit or not for profit: For-Profit Organization Name of outside business organization: Two Brothers Holdings (Bucks and Bos Archery Shop) Investment related: N Address of business: Aliquippa, Pennsylvania 15001 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 1/1/2013 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of Archery Shop I*128661 For profit or not for profit: For-Profit Organization Name of outside business organization: Big Bow Outdoor Productions Investment related: N Address of business: Aliquippa, Pennsylvania 15001 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/1/2010 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Media production company I*2031271, Entity Type, Entity Charitable, Name of OBA: Outdoor Immersion, Address: South Heights, PA, 15081, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 10/03/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: manage charity race.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-26 |
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