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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-01-10
TX RA APPROVED_RES 2020-01-08
PA RA APPROVED 2019-12-26
  • WV RA
    APPROVED
    Since 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • PA RA
    APPROVED
    Since 2019-12-26

Branch Locations

180 Fort Couch Rd, Upper Saint Clair, PA 15241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pittsburgh PA 12/2007 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Upper Saint Clair PA 12/2019 Present
Big Bow Outdoor Productions Llc Aliquippa PA 07/2019 12/2019
Bank Of America, N.A Upper Saint Clair PA 06/2024 Present
Previous Registrations
  • 2007-12-18 → 2019-06-26
    Erie, PA
    Jamestown, NY
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Weehawken, NJ
    Hilton Head, SC
    Pittsburgh, PA
  • 2007-07-11 → 2007-12-20
    Cetera Wealth Services, Llc
    Sewickley, PA
    Pittsburgh, PA
  • 2005-08-22 → 2006-12-31
    Savesimply Advisors, Inc.
    Pittsburgh, PA
  • 2004-09-02 → 2005-03-17
    Columbia Management Advisors, Inc.
    Boston, MA
  • 2002-06-04 → 2003-01-01
    Charlotte, NC
Other Businesses

I*128660 For profit or not for profit: For-Profit Organization Name of outside business organization: Two Brothers Holdings (Bucks and Bos Archery Shop) Investment related: N Address of business: Aliquippa, Pennsylvania 15001 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 1/1/2013 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Owner of Archery Shop I*128661 For profit or not for profit: For-Profit Organization Name of outside business organization: Big Bow Outdoor Productions Investment related: N Address of business: Aliquippa, Pennsylvania 15001 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 12/1/2010 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Media production company I*2031271, Entity Type, Entity Charitable, Name of OBA: Outdoor Immersion, Address: South Heights, PA, 15081, Investment Related: No, Position, Title, Association: Board Mbr, Employee Start Date: 10/03/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: manage charity race.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-05
S63 Uniform Securities Agent State Law Examination 1990-09-26
  • S65 Uniform Investment Adviser Law Examination
    2001-12-05
  • S63 Uniform Securities Agent State Law Examination
    1990-09-26
Other Names
  • Matthew S Prepelka

View on SEC IAPD

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