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Kirk Lee Ludwig

Sjs Investment Services

Sylvania, OH

CRD 2094701

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Employer firm

Sjs Investment Services CRD 107219

$2.94B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sjs Investment Services

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43560 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-05-30
  • OH RA
    APPROVED
    Since 2007-05-30

Branch Locations

6711 Monroe St. Building Iv, Suite A, Sylvania, OH 43650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sjs Investment Consulting, Inc. Sylvania OH 04/2004 Present
  • 04/2004 → Present
    Sjs Investment Consulting, Inc.
    Sylvania, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-21
S63 Uniform Securities Agent State Law Examination 1992-11-05
  • S65 Uniform Investment Adviser Law Examination
    2000-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-11-05

View on SEC IAPD

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