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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 1998-03-17 |
| TX | RA | APPROVED_RES | 1995-11-15 |
| DC | RA | APPROVED | 1994-09-30 |
| VA | RA | APPROVED | 1992-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 08/1990 | Present |
| Bank Of America, Na | Washington | DC | 12/2009 | Present |
I*1259276 For profit or not for profit: Name of outside business organization: Carolyn Cunniff Corcoran Investment related: N Address of business: Huntington, New York, 11743, United States Nature of business: Position, title, association: Executor, Start date of relationship: 4/17/2023 Number of hours devoted: 100 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-10 |
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