Kelvin Sun Ming Lau

Current Employers

The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-01-01

HI RA
APPROVED

Since 2025-01-01

Branch Locations

Larkspur, CA • United States

Keaau, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Strategic Financial Alliance, Inc.	Atlanta	GA	06/2005	Present

06/2005 → Present

The Strategic Financial Alliance, Inc.

Atlanta, GA

Previous Registrations

2002-10-11 → 2005-06-08

Principal Securities, Inc.

Pearl City , HI
1999-08-25 → 2002-09-17

New England Securities

Honolulu, HI

Other Businesses

--1--FIXED INSURANCE NOT INVESTMENT-RELATED, 280 SOUTH 400 WEST #100SALT LAKE CITY, UT FIXED INSURANCE SALES AGENT 02/2007 25 HOURS/MONTH TRADING HOURS FIXED INSURANCE SALES --2--TAI CHI INSTRUCTOR NOT INVESTMENT RELATED 98-820 MOANALUA ROAD #I5-439 AIEA, HI 96701 TEACH TAI CHI FOR HEALTH OWNER/INSTRUCTOR 2010 24 HOURS/MONTH 8 DURING TRADING HOURS TEACH TAI CHI --3--GOLDEN SWORD ALLIANCE NOT INVESTMENT RELATED 98-820 MOANALUA ROAD #I5-439 AIEA, HI 96701 REGISTERED TRADE NAME FOR MARKETING FINANCIAL SERVICES OWNER 2005 0 HOURS OUTSIDE OF SFA BUSINESS REGISTERED TRADE NAME

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-11-03

S63 Uniform Securities Agent State Law Examination

1990-11-03

Designations

View on SEC IAPD