Best Investors Account Sign in
Inactive

Paul John Pfeiffer

Northpoint Financial Planning LLC

Milford, OH

Claim This Profile
Current Employers
Northpoint Financial Planning Llc

918 Mohawk Trail, Milford, OH 45150 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
NC RA APPROVED 2024-11-29
OH RA APPROVED 2018-05-18
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NC RA
    APPROVED
    Since 2024-11-29
  • OH RA
    APPROVED
    Since 2018-05-18

Branch Locations

918 Mohawk Trail, Milford, OH 45150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northpoint Financial Planning Llc Delaware OH 06/2008 04/2018
Fsc Securities Corporation Delaware OH 11/2013 04/2018
Northpoint Financial Planning Llc Delaware OH 03/2018 Present
Previous Registrations
  • 2013-11-12 → 2018-05-09
    Fsc Securities Corporation
    Atlanta, GA
    Delaware, OH
    Greensboro, NC
  • 2008-06-09 → 2014-01-22
    Financial Integrity Advisors, Llc
    Philadelphia, PA
  • 2008-03-17 → 2013-10-16
    Fsc Securities Corporation
    New York, NY
    Philadelphia, PA
    Delaware, OH
  • 2007-03-12 → 2008-03-11
    Nationwide Investment Advisors, Llc
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-09
S63 Uniform Securities Agent State Law Examination 1993-08-30
  • S66 Uniform Combined State Law Examination
    2007-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-08-30
Designations

View on SEC IAPD

More in Milford, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor