Michael Joseph Lamaina

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1996 → Present
  Cornerstone Financial Advisors, Inc.
  Haddon Heights, NJ
• 03/2016 → 11/2017
  National Planning Corporation
  Haddon Heights, NJ
• 11/2017 → Present
  Lpl Financial Llc
  Haddon Heights, NJ

Previous Registrations

• 2004-11-04 → 2024-12-31
  Cornerstone Financial Advisors Inc.
  Haddon Heights, NJ
• 2016-03-21 → 2017-12-06
  National Planning Corporation
  Haddon Heights, NJ
  El Segundo, CA
  Los Angeles, CA
• 2008-05-30 → 2016-03-25
  Hornor, Townsend & Kent, Llc
  Haddon Heights, NJ
  Haddon Heights, NJ

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - 115 BLACK HORSE PIKe, HADDON HEIGHTS NJ 08035-1053 - Real Estate Rental - Landlord - Started 10/1/2010 - 1 Hour Pezlr Month/0 Hours During Securities Trading - Landlord/100% owner of office building. 2. 11/29/2017 - Michael J. LaMaina CFP - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 7/1/1996 - 4 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance. 3. 2/6/2019 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 10/17/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 2/7/2019 - Cornerstone Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/17/2017 - 0 Hours Per Month. 5. 04/25/2019 - Cornerstone Financial Advisors - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/01/2015 - 5 hrs/mo - 20 hrs during trading. 6. 04/22/2022 - 115 Black Horse Pike LLC - Investment Related - 115 Black Horse Pike, Haddon Heights, NJ - Real Estate Rental - Start Date: 01/01/2010 - 0 Hours Per Month/0 Hours During Securities Trading. 7. 04/09/2024 - Lamainiac Motorsports - Rep's Business - Owner - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2008 - 6 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-31
• S63 Uniform Securities Agent State Law Examination
  1990-12-07

Designations

• Certified Financial Planner

Other Names

• Mike Lamaina