David A Collins

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-18
TX	RA	APPROVED	2022-02-18

NY RA
APPROVED

Since 2022-02-18
TX RA
APPROVED

Since 2022-02-18

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith Incorporated	White Plains	NY	03/2012	02/2022
Collins Capital Llc	Greenwich	CT	07/2006	Present
Bank Of America, N.A.	White Plains	NY	08/2012	02/2022
Morgan Stanley Smith Barney Llc	Purchase	NY	02/2022	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2022	Present

03/2012 → 02/2022

Merrill Lynch, Pierce, Fenner And Smith Incorporated

White Plains, NY
07/2006 → Present

Collins Capital Llc

Greenwich, CT
08/2012 → 02/2022

Bank Of America, N.A.

White Plains, NY
02/2022 → Present

Morgan Stanley Smith Barney Llc

Purchase, NY
03/2022 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2012-08-16 → 2022-02-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Other Businesses

(1) 489775 - Collins Capital LLC / Investment Related / Greenwich, CT / Investment, Finance, Banking / Officer, Manager / Start 01-June-2007 / During business hours: 1 / After business hours: 3 / Investment Decisions and Advice, Control or Authority over Outside Securities Account(s), Administrative, Accounting, Bookkeeping. (2) 491199 - Collins Capital Investors Trust II LP / Investment Related / Miami Beach, FL / Investment, Finance, Banking / Manager, Signer / Start 15-April-2008 / During business hours: 2 / After business hours: 0 / Investment Decisions and Advice / CCIT I controls CCIT II. Under the new trust agreement. CCIT I is now controlled by myself and my two brothers. Next step we will divide the assets 3 ways into regular trusts. (3) 491204 - Collins Capital Investors Trust IV, LP / Investment Related / Miami Beach, FL / Investment, Finance, Banking / Advisory Board / Start 13-November-2012 / During business hours: 2 / After business hours: 0 / Investment Decisions and Advice.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-15
S63	Uniform Securities Agent State Law Examination	2000-08-21

S66 Uniform Combined State Law Examination

2012-08-15
S63 Uniform Securities Agent State Law Examination

2000-08-21

Other Names

David Alan Collins
David Alan Collins
David Collins

View on SEC IAPD