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Christopher A Vasques

Edward Jones

Valencia, CA

CRD 2094066

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-01-18
  • CA RA
    APPROVED
    Since 2007-01-18

Branch Locations

25152 Springfield Ct Suite 210, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lockheed Federal Credit Union Palmdale CA 03/1999 Present
Fiserv Investor Services, Inc. Palmdale CA 03/1999 Present
Edward Jones St Louis MO 03/2001 Present
  • 03/1999 → Present
    Lockheed Federal Credit Union
    Palmdale, CA
  • 03/1999 → Present
    Fiserv Investor Services, Inc.
    Palmdale, CA
  • 03/2001 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 1990-11-30
  • S66 Uniform Combined State Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    1990-11-30
Other Names
  • Christopher Vasques
  • Christopher Alan Vasquez
  • Chris Alan Vasques
  • Christoper Alan Vasques
  • Christopher Alan Vasques

View on SEC IAPD

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