Lisa Ann Cassidy

Employer firm

Cw Advisors, LLC CRD 310873

$15.2B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 07/2018
  Fidelity Brokerage Services
  Greenwich, CT
• 04/2019 → 06/2020
  Watermark Securities, Inc
  New York, NY
• 08/2020 → 06/2021
  First Republic Securities
  Greenwich, CT
• 06/2021 → Present
  Congress Wealth Management Llc
  Westport, CT
• 07/2018 → 06/2020
  Brenton Point Wealth Advisors Llc
  Westport, CT

Previous Registrations

• 2020-08-03 → 2021-06-15
  J.P. Morgan Private Wealth Advisors Llc
  Greenwich, CT
• 2018-11-07 → 2020-06-19
  Brenton Point Wealth Advisors Llc
  New York, NY
• 2018-07-13 → 2018-08-16
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2013-09-18 → 2018-07-13
  Strategic Advisers Llc
  Greenwich, CT
• 2006-02-21 → 2006-11-14
  Ubs Financial Services Inc.
  Stamford, CT

Exams

• S66 Uniform Combined State Law Examination
  2013-09-17
• S63 Uniform Securities Agent State Law Examination
  1990-12-03

Other Names

• Lisa Ann Lynch
• Lisa A. Kyprios
• Lisa Ann Kyprios
• Lisa Cassidy
• Lisa Ann Lynch