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Lisa Ann Cassidy

Cw Advisors, LLC

Westport, CT

Boston, MA

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Current Employers
Cw Advisors, Llc

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-07-01
  • CT RA
    APPROVED
    Since 2021-07-01

Branch Locations

8 Wright Street, Westport, CT 06880 • United States

155 Seaport Blvd 3Rd Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Greenwich CT 10/2011 07/2018
Watermark Securities, Inc New York NY 04/2019 06/2020
First Republic Securities Greenwich CT 08/2020 06/2021
Congress Wealth Management Llc Westport CT 06/2021 Present
Brenton Point Wealth Advisors Llc Westport CT 07/2018 06/2020
  • 10/2011 → 07/2018
    Fidelity Brokerage Services
    Greenwich, CT
  • 04/2019 → 06/2020
    Watermark Securities, Inc
    New York, NY
  • 08/2020 → 06/2021
    First Republic Securities
    Greenwich, CT
  • 06/2021 → Present
    Congress Wealth Management Llc
    Westport, CT
  • 07/2018 → 06/2020
    Brenton Point Wealth Advisors Llc
    Westport, CT
Previous Registrations
  • 2020-08-03 → 2021-06-15
    J.P. Morgan Private Wealth Advisors Llc
    Greenwich, CT
  • 2018-11-07 → 2020-06-19
    Brenton Point Wealth Advisors Llc
    New York, NY
  • 2018-07-13 → 2018-08-16
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-09-18 → 2018-07-13
    Strategic Advisers Llc
    Greenwich, CT
  • 2006-02-21 → 2006-11-14
    Ubs Financial Services Inc.
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-17
S63 Uniform Securities Agent State Law Examination 1990-12-03
  • S66 Uniform Combined State Law Examination
    2013-09-17
  • S63 Uniform Securities Agent State Law Examination
    1990-12-03
Other Names
  • Lisa Ann Lynch
  • Lisa A. Kyprios
  • Lisa Ann Kyprios
  • Lisa Cassidy
  • Lisa Ann Lynch

View on SEC IAPD

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