Tina Marie Hum

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  Lpl Financial, Llc
  Newport Beach, CA

Other Businesses

1. 3/16/2006 - NON-VARIABLE INSURANCE - SELLING OUTSIDE FIXED INSURANCE - HEALTH, TERM, DISABILITY, LONG TERM CARE. - TIME SPENT 5% - NEWPORT BEACH, CA. 2. 3/16/2006 - DBA ONLY - TMH FINANCIAL, INC. - TIME SPENT 90% - NEWPORT BEACH, CA.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1991-01-25

Designations

• Certified Financial Planner

Other Names

• Tina Marie Ahn