Richard Giangrasso

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-27
NY	RA	APPROVED	2024-11-14

TX RA
APPROVED_RES

Since 2025-10-27
NY RA
APPROVED

Since 2024-11-14

Branch Locations

Hamlin, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Hamlin	NY	12/1990	11/2024
Prudential Insurance Company Of America	Hamlin	NY	12/1990	Present
Lpl Enterprise, Llc	Hamlin	NY	11/2024	Present

12/1990 → 11/2024

Pruco Securities, Llc.

Hamlin, NY
12/1990 → Present

Prudential Insurance Company Of America

Hamlin, NY
11/2024 → Present

Lpl Enterprise, Llc

Hamlin, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Hamlin, NY

Syracuse, NY

Hamlin, NY

Rochester, NY

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-03
S63	Uniform Securities Agent State Law Examination	1990-12-05

S65 Uniform Investment Adviser Law Examination

2002-01-03
S63 Uniform Securities Agent State Law Examination

1990-12-05

View on SEC IAPD