Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-06-04 |
| VT | RA | APPROVED | 2001-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 08/1990 | Present |
| Bank Of America, N.A. | Burlington | VT | 07/2011 | Present |
I*2425259, Entity Type: Entity Charitable, Name of OBA: Shelburne Museum , Address: Shelburne, Vermont, 05482, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 05/10/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Museum guide / guest services -- weekends -- some volunteer /some may be paid I*2838278 Entity Type: N/A Name of OBA: Grossman School of Business - University of Vermont Address:Burlington Vermont Investment Related:No Position, Title, Association:Other Start Date:01/06/2026 No Hours: 3 Weekly No Hours during trading:0 Weekly Duties:higher education lecturer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-04 |
Reach out to this advisor