Best Investors Account Sign in

Jennifer Kay Shulman

Wells Fargo Clearing Services, LLC

Schaumburg, IL

CRD 2093414

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-28
IL RA APPROVED 2018-03-12
  • TX RA
    APPROVED
    Since 2018-03-28
  • IL RA
    APPROVED
    Since 2018-03-12

Branch Locations

425 N Martingale Rd Ste 200, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Merit Bank Gurnee IL 09/2010 12/2016
Baxter Credit Union Vernon Hills IL 01/2017 03/2017
Unemployed Grayslake IL 03/2017 07/2017
Axa Advisors, Llc New York NY 07/2017 01/2018
Wells Fargo Clearing Services Llc Schaumburg IL 02/2018 Present
  • 09/2010 → 12/2016
    First Merit Bank
    Gurnee, IL
  • 01/2017 → 03/2017
    Baxter Credit Union
    Vernon Hills, IL
  • 03/2017 → 07/2017
    Unemployed
    Grayslake, IL
  • 07/2017 → 01/2018
    Axa Advisors, Llc
    New York, NY
  • 02/2018 → Present
    Wells Fargo Clearing Services Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-05
S63 Uniform Securities Agent State Law Examination 1992-08-07
  • S66 Uniform Combined State Law Examination
    2017-10-05
  • S63 Uniform Securities Agent State Law Examination
    1992-08-07
Other Names
  • Jennifer Kay Olson
  • Jennifer Kay Olson
  • Jennifer Kay Shulman
  • Jennifer Shulman

View on SEC IAPD

More in Schaumburg, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor